One consequence of this defensive form of protection may be the loss of an economic catalyst to discover new things. Other defensive efforts include preempting the registration of community names as trademarks and actions for misappropriation.
The second protective paradigm (often called "positive protection") seeks to secure protective legal rights over traditional knowledge. This is achieved by either using the existing laws or using legislative means to enact new sui generis laws. Some have argued that some countries, like the United States, may face constitutional problems with granting perpetual rights to these communities. They also raise utilitarian concerns with granting legal rights to traditional knowledge. For instance, some forms of traditional knowledge (such as cures for disease) may be used to help others; and if exclusive rights were granted, some may go unhelped. Other concerns deal with the equitable sharing of benefits and resources.
Indigenous and local communities have responded that their rights to control the use of their knowledge is an inherent right of self-determination, a right that is not granted by governments, but needs to be recognized and respected. In the United States system, for example, the Cherokee Cases (1823-1832) at the United States Supreme Court determined that the Indian Tribes were themselves nations at the time of contact, and that they retained their sovereign rights unless explicitly ceded in treaty or abrogated by Congressional act. They have argued in national and international law-making bodies that their knowledge systems are not governed by national intellectual property systems. Some have rejected the idea of the public domain as applying to their knowledge. They have argued that it has been inappropriate to extend intellectual property laws, themselves a little over 100 years old, to displace customs reaching back to time immemorial. Many are uncomfortable with applying the concepts of intellectual property to their traditional knowledge systems, even for positive protection. Just as citizens of one country are bound to respect the intellectual property laws of foreign countries related to imported products through international agreements, indigenous and local communities have sought for the respect of their traditional beliefs and customary laws beyond their territorial borders. Since the issue has not been resolved at the Constitutional level in the United States, it remains to be seen [vague] how the conflict between tribal sovereignty and the intellectual property provisions of the Constitution will be interpreted. Some nations, particularly in Latin America, have recognized the inherent right of indigenous communities to control the use of and derive benefits from the use of their knowledge in national constitutions and legislation. Most nation states have yet to develop policy and law related to traditional knowledge.
There is no common indigenous and local community position on issues of the "common heritage of mankind" or the "global public good". Indigenous peoples and local communities have shared much of their knowledge and resources with the global community. Many have traditions of sharing. Healers, in general, have spiritual obligations to heal the sick and have shared their healing knowledge. Indigenous peoples, on the other hand, have strong traditions of reciprocity. They argue that much of the historical appropriation and use of traditional knowledge has not occurred with reciprocity. Indigenous and local communities are often the poorest of the poor, subsisting on less than 1 US dollar a day. Their knowledge and resources, on the other hand, have made contributions to the welfare of humankind as the basis of much of the world's food system and naturally-derived medicines.
Forced disclosure of and access to traditional knowledge and resources for the benefit of mankind, against their customs, without consent or without reciprocity may be as unjust as privatization of their knowledge and resources in patents, trademarks, trade secrets and copyrights. Indigenous and local communities have strong traditions related to the spiritual, sacred, secret or guardianship nature of their knowledge and resources that may prohibit some sharing.
The international standards emerging out of the World Intellectual Property Organization (WIPO) and the Convention on Biological Diversity (CBD) are that 1. the development of any policies, laws or rules regarding traditional knowledge and associated resources must involve the full and effective participation of indigenous and local communities; 2. access to traditional knowledge and resources (particularly genetic resources) can only be obtained through the free, prior informed consent (FPIC) of indigenous and local communities; and 3. Indigenous and local communities have the right to determine the form of benefit sharing, and use by others can only proceed on the basis of mutually agreeable terms between the custodians or holders of knowledge and resources and external parties.
[edit] Human rights protection of traditional knowledge
Many indigenous and local communities have argued that the reasons and mechanisms for protecting their knowledge do not lie within the logic of the intellectual property system, but within the human rights system.
Intellectual property law predominantly uses the language of economic incentives to justify intellectual property protection. Under this rationale, states grant, as a privilege, a temporary monopoly on ownership and control of knowledge (for current copyright in the United States, this is Life + 70 years for individual works, and 95-120 years for corporate works; for patents it is 20 years). This monopoly is presumed to be a necessary incentive for innovation. After the expiration of the protection, the knowledge falls into the public domain for others to freely use in derivative innovations, for novel parts of which they may be granted intellectual property rights.
Indigenous and local communities have argued that they generally don't use such incentives to innovate. Their use of knowledge is spiritually and culturally guided. Misappropriation and misuse of this knowledge may violate customary laws that are at the core of their collective and cultural identity. These beliefs are currently protected by a number of national constitutional provisions and statutory laws, and are increasingly being recognized as a distinct human right within the United Nations.
An example may help to make this clear. If someone walked into an intellectual property court with a slave that they claimed as property, no court in the world would (explicitly) argue that a question of ownership would be resolved on the basis of economic efficiency, or that the slave had been owned for such a time that he or she was now in the public domain, available for anyone to exploit. Human slavery is outlawed because it violates fundamental human rights, and the judge would rule on that basis.
Similarly, indigenous and local communities have argued that public claims on their knowledge without their consent amounts to a misappropriation of their identity and heritage, a violation of their fundamental, inalienable and collective human rights.
[edit] World Intellectual Property Organization (WIPO)
The World Intellectual Property Organization (WIPO) is currently working with different nations, organizations, and indigenous and local communities to address the policy/legal issues with traditional knowledge protectionism through the Intergovernmental Committee on Intellectual Property and Genetic Resources, Traditional Knowledge and Folklore. This Secretariat of the Committee has produced numerous excellent comparative reviews of existing intellectual property tools for protective traditional knowledge and providing benefit sharing. As of June, 2006, there are still large disagreements among countries as to whether there should be a binding or non-binding (voluntary) international legal regime.
[edit] The Convention on Biological Diversity (CBD)
The Convention on Biological Diversity (CBD), signed at the United Nations Conference on Environment and Development (UNCED) in 1992, was the first international environmental convention to develop measures for the use and protection of traditional knowledge, related to the conservation and sustainable use of biodiversity. By 2006, 188 had ratified the Convention and agreed to be bound by its provisions, the largest number of nations to accede to any existing treaty (the United States is one of the few countries that has signed, but not ratified, the CBD). Significant provisions include:
Article 8. In-situ Conservation
Each Contracting Party shall, as far as possible and as appropriate:
(a)...
(j) Subject to its national legislation, respect, preserve and maintain knowledge, innovations and practices of indigenous and local communities embodying traditional lifestyles relevant for the conservation and sustainable use of biological diversity and promote their wider application with the approval and involvement of the holders of such knowledge, innovations and practices and encourage the equitable sharing of the benefits arising from the utilization of such knowledge, innovations and practices
Article 10. Sustainable Use of Components of Biological Diversity
Each Contracting Party shall, as far as possible and as appropriate:
(a)...
(c) Protect and encourage customary use of biological resources in accordance with traditional cultural practices that are compatible with conservation or sustainable use requirements
The interpretation of these provisions has been elaborated through decisions by the parties (ratifiers of the Convention) (see the Convention on Biological Diversity Handbook, available freely in digital format from the Secretariat).
The parties to the Convention set a 2010 target to negotiate an international legally-binding regime on access and benefit sharing (ABS) at the Eighth meeting (COP8), 20-31 March 2006 in Curitiba, Brazil. The ABS negotiations will address inter-governmental obligations related to genetic resources, and these will involve measures related to the rights of indigenous and local communities to control access to and derive benefits from the use of genetic resources and associated traditional knowledge.
[edit] The World Trade Organization (WTO)
Article 27. 3(b) of the Agreement on Trade-Related Aspects of Intellectual Property Rights (TRIPs) sets out certain conditions under which certain biological materials or intellectual innovations may be excluded from patenting. The Article also contains a requirement that Article 27 be reviewed. In the TRIPs-related Doha Declaration of 2001, Paragraph 19 expanded the review to a review of Article 27 and the rest of the TRIPs agreement to include the relationship between the TRIPS Agreement and the UN Convention on Biological Diversity (CBD) and the protection of traditional knowledge and folklore. This is an issue of intensive on-going international debate.
[edit] The Development Agenda and the Creative Commons
Recently, traditional knowledge has been drawn into the debate related to access to medicines, access to food, the need for poverty alleviation, and related issues that affect the livelihoods and welfare of billions of people worldwide. It has been argued that traditional knowledge is an important source of health security, food security and livelihood security for the world's poor. As such, it has been argued that the benefits of sharing and actively disseminating traditional knowledge outweigh the benefits of protection and recognition of ownership.
The Creative Commons, with its roots in the open software movement, the literary arts, the open access movement in science and the humanities, and in the media, arts, entertainment and communications communities, has also proposed that traditional knowledge is an essential and public source of cultural creativity.
Indigenous and local communities have been divided on these issues. There are large potential benefits to traditional knowledge sharing in promoting more locally appropriate, culturally acceptable and ecologically sustainable methods of protecting community health, nutrition, shelter and livelihoods. Indigenous traditions of sharing knowledge mean that much of this knowledge is already widespread and not easily defended by law. Many indigenous peoples have traditions that at least some parts of their traditional knowledge are meant to be shared as a spiritual obligation to help others.
Indigenous and local communities have pointed out that they make rich and complex distinctions about their knowledge and associated resources. There is no single, simple rule applying to traditional knowledge. Indigenous peoples vary in the amount that they share knowledge. Some societies have many secret traditions, while others are more open. Some uses of their knowledge may be acceptable - for example the use of traditional agricultural knowledge to feed other poor communities. Other uses, such as the sampling of a fragment of a sacred song into a musical arrangement, or the incorporation of traditional knowledge related to medicinal plants into a commercial patent, may not.
Part of the debate involves the question of whether or not traditional knowledge is part of the public sphere, national commons, or global commons as part of a "common heritage of humankind". Private intellectual property rights in the non-customary system are temporary monopolies that are granted by a sovereign. Once these monopolies expire, they fall into a national or global sphere, the public domain. There are many valid concerns about the trend to longer duration and wider breadth of intellectual property rights granted by many governments.
However, indigenous and local communities draw their rules for knowledge from their local commons, and their local customs may diverge greatly from any claims that a national society or global society may make on their knowledge. Applying the Balance Doctrine (the legal doctrine that private interests must be balanced against societal values) may not protect minority rights, as the values of a dominant society can overwhelm the values of indigenous and ethnic minorities.
Resolving these issues will require a wide and vigorous engagement of indigenous and local communities themselves in defining their aspirations towards knowledge exchange, and the rules that emerge will likely vary from community to community, and among categories and contexts of traditional knowledge.
[edit] Summary
Traditional knowledge has a number of dimensions that make a superficially simple concept difficult to define and apply.
Naturalistic accounts emphasize the evolutionary and constructed nature of knowledge. In these accounts, local wisdom can accumulate through long periods of trial-and-error; enlightened guesses, and adaptation. Long-accumulated knowledge allows for sustainable adaptations to local environmental conditions.
The accounts of indigenous and local communities themselves are different. They tend to emphasize the spiritual, ancestral, relational and cosmological connections to their knowledge. While traditional knowledge may be acquired from a teacher, and improved through experience, it ultimately may be derived through direct communication with the spirit world.
Political accounts are again different. Indigenous peoples do not have rights based on their knowledge per se, but on the recognition of their rights to self-determination as peoples. This is clearest in settler societies in which there was a distinct and massive colonizing event, such as happened in Australia, New Zealand, Latin America, and North America. In most of these countries, indigenous peoples are recognized as a distinct class of people with "dual citizenship". They are members of their nation states, but they are also members of indigenous collectives (first nations, clans, tribes) that governed themselves prior to contact and through the Law of Nations retained sovereign powers not ceded or lawfully terminated. The dual citizenship has given rise to very complex rules of laws which recognize spheres of rights to self-governance and self-determination.
These principles have reached a high level of recognition within the international legal system as not only applying to indigenous peoples living in settler states, but to all indigenous peoples. This system initially focused on issues such as territorial rights and security, the right to protection of tangible cultural heritage (such as ancestral remains and sacred objects), the right to culturally appropriate education, the right to hold and practice traditional spiritual beliefs, the right to apply customary law in traditional courts, and the right to speak a traditional language.
The extension of the recognition of rights to traditional knowledge is still new. It has been aided by the increasing activism and awareness of indigenous peoples, a better understanding by citizens of the history of indigenous peoples within their nations and their distinct cultural beliefs and needs, and the increasing recognition of indigenous rights by national governments. The need for the legal protection of traditional knowledge stems in part from the failure of voluntary respect for their traditional beliefs, both in commercial and non-commercial uses of their knowledge.
It also derives from the rapid and massive rise of intellectual property activity in the past two decades. The United States receives over 350,000 patent applications a year, while China grows at a rate of 34% per year in applications. Part of this activity has been in the natural products bioprospecting sector in tropical countries where bioprospectors often harvest biological samples of traditional cultural resources.
Despite significant remaining conflicts, an international consensus is emerging: 1. That there is a distinct class of national citizens in many countries that can be identified as indigenous and that possess aboriginal rights; 2. Indigenous peoples have the right to self-determination and protection of their cultural heritage; 3. Indigenous peoples have a right to negotiate directly with government on issues related to their rights, and that they have the right to participate fully and effectively in negotiation, planning and implementation of policies and laws; 4. That in addition to currently recognized land and property rights, indigenous peoples have rights to "intangible" heritage; 5. Access to and use of this heritage requires their full, prior informed consent.
Biopiracy
Convention on Biological Diversity
Intellectual property
Sui generis protection
Indigenous peoples
World Intellectual Property Organization (WIPO)
Yoga piracy
[edit] External links
UNEP Indigenous Knowledge Website
UNEP Indigenous People's Website
"Traditional Knowledge" on the WIPO web site
CBD Article 8(j): Traditional Knowledge, Innovations and Practices
Convention on Biological Diversity Handbook, 3rd ed.
World Bank's Indigenous Knowledge (IK) Program's website
WTO Article 27.3b, traditional knowledge, biodiversity
United Nations University's "Traditional Knowledge Bulletin"
International Workshop on Free, Prior and Informed Consent and Indigenous Peoples
Call of the Earth / Llamado de la Tierra
Statement by the Tulalip Tribes of Washington on Folklore, Indigenous Knowledge, and the Public Domain, July 09, 2003
IPRs Online: Traditional Knowledge
Linking Science and Local Knowledge
Intellectual Property Rights, Open Source Methods and Traditional Knowledge in Developing Countries
Anti-colonial discourse and indigenous knowledges
Traditional ecological knowledge handbook : a training manual and reference guide for designing, conducting, and participating in research projects using traditional ecological knowledge / prepared by Rita A. Miraglia. Hosted by Alaska State Publications Program.
[edit] References
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